Compliance &amp; Risk, Stockbroking &amp; Trading Jobs in All Australia

classification: Banking & Financial Services

at Australian Warranty Network

Salary Sacrifice
Paid Birthday Leave
Bring your dog to work

Act as an advocate, influencing and managing stakeholder relationships whilst providing expert advice and information on emerging governance issues.

This is a featured job

Featured

Compliance/Complaints Officer

This is a Full time job

Tanah Merah, Brisbane QLD

$70,000 – $85,000 per year

subClassification: Compliance & Risk

classification: Banking & Financial Services

Product Review award winner for 6 years in a row (2019-2024)
Growth opportunities with onsite training & professional development
Employee benefits scheme, free annual Roadside & discounted insurance products

Join AWN Insurance's Risk & Compliance team! Drive compliance & resolve complaints for Australia's leading warranty & insurance provider. Apply now!

Listed four days ago

Stockbroking Traineeship

at KOSEC

This is a Full time job

$55,000 – $75,000 per year + Commission & Bonuses

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Great Culture & Incentives
Top Performing Institution
Receive an RG-146 General Advice Qualification

Join forces with a ground breaking company to kickstart your career, receiving mentorship and training from industry leaders.

4d ago

Listed seven days ago

Risk & Compliance Officer

at First Guardian Capital

This is a Full time job

Richmond, Melbourne VIC

$100,000 – $120,000 per year

subClassification: Compliance & Risk

classification: Banking & Financial Services

Join our Governance, Risk & Compliance team as a Risk & Compliance Officer in a boutique funds management firm.

7d ago

Listed ten hours ago

Advisor / Investment Assistant

at GOW Recruitment

This is a Full time job

$75k to $90k plus super + bonus

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Melbourne CBD Location.
Pending Experience -$75k to $90k plus super + bonus.
Team driven environment.

Top Performing Wealth Management Team...

10h ago

Listed nineteen hours ago

Equity Trade Support Specialist

at Canaccord Genuity

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

at Worldline Services Australia Pty Ltd

Melbourne or Sydney Locations
Institutional Sales and Equities
Investment Banking

In this role, you will provide superior trade support to the team and their clients to ensure the smooth workflow of transactions.

19h ago

Listed nineteen hours ago

Head of Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

ANZ Worldline Payment Solutions is hiring for a Head of Compliance in Melbourne.

19h ago

Listed eleven days ago

FX Option Trader

at CAFX

This is a Full time job

$55,000 per year + annual bonus

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Southport, Gold Coast QLD

FX Option Trader

11d ago

Listed three days ago

Financial Crime Risk Analyst

at Send Payments

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Hybrid work opportunity
Scaling fintech within the foreign exchange industry
A culture of fun, flexibility and passion to grow the business

Come and join an AFR Best Places to Work nominated workplace. We offer employee share options, 4 extra wellness days off per year and more!

3d ago

Listed seven days ago

Senior Compliance Manager

at Ink Recruitment Pty Ltd

This is a Full time job

$200,000-$250,000 Package (based on experience)

subClassification: Compliance & Risk

classification: Banking & Financial Services

Join an insurer in a key compliance role. Support Reg Change projects. $200-250k package, Sydney based.

7d ago

Listed twenty three hours ago

Senior Manager, Risk Assurance

at MLC Life Insurance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Permanent, full time opportunity
Hybrid working environment
Join us in this newly created opportunity

Seeking a seasoned Risk, Compliance or Audit professional with experience in the Financial Services industry.

23h ago

Listed seven days ago

Equity Sales Trader

at TLH Recruitment

This is a Full time job

Bundall, Gold Coast QLD

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Excellent opportunity for a highly motivated Equity Sales Trader to join a leading Equities Trading and Corporate Advisory firm!

7d ago

Listed seven days ago

Equity Sales Trader

at TLH Recruitment

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Excellent opportunity for a highly motivated Equity Sales Trader to join a leading Equities Trading and Corporate Advisory firm! Melb City based

7d ago

Listed six days ago

Compliance Manager

at Bendigo and Adelaide Bank

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Join the better big bank
Professional development, staff discounts and more benefits
No day will ever be the same! This is your opportunity to grow and develop you

perm, full time opportunity based at any of our head office locations with a 2 day per week hybrid working model

6d ago

Listed twenty two hours ago

Operations Analyst

at Private Advertiser

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

We are looking for an Operations Analyst who is passionate about making a difference and driving improvements.

22h ago

Listed twenty two hours ago

Resilience Advisor

at Suncorp

This is a Full time job

Competitive Salary + WFH + Benefits

subClassification: Compliance & Risk

classification: Banking & Financial Services

12-month full-time contract
Flexible working locations of Brisbane, Sydney or Melbourne
Empower Resilience in Operational Risk Management

Make a crucial impact in promoting business continuity, strengthening operational proficiency, and championing advanced risk management approaches

22h ago

Listed seven days ago

Senior Analyst Regulatory Compliance

at Great Southern Bank

This is a Full time job

Brisbane QLD

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Cambridge Boxhill Language Assessment

Permanent full time position
Located in Brisbane CBD with the flexibility to work from home 2 days per week
Work for an organisation who supports and nurtures your development

Play a key role in providing rigorous compliance advice and challenge to the Bank's Line 1 divisions.

7d ago

Listed six days ago

Risk & Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at bcu a division of Police and Nurses Limited

Flexible working arrangements
Collaborative and supportive team culture
Work with an organisation that invests in its people.

Elevate your career as a Risk & Compliance Manager leading the charge in risk and compliance management frameworks for impactful organisation growth.

6d ago

Listed three days ago

Compliance Manager

This is a Full time job

Brisbane QLD

subClassification: Compliance & Risk

classification: Banking & Financial Services

A fast paced, interesting, and varied compliance role
Collaborative, supportive, and inclusive culture
Flexible working arrangements

P&N Group are looking for a Compliance professional with experience in Retail banking or financial services.

3d ago

Listed six days ago

Manager, Advice Quality & Compliance

at CBUS Super

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Member outcome focussed compliance role
SME position within our Advice Services team
Flexible working arrangements

The Manager, Advice Quality & Compliance is responsible for the ongoing compliance of general and personal advice provided to members nationwide...

6d ago

Listed four days ago

Account Executive / Financial analyst

at Golden Tank

This is a Full time job

Canberra ACT

$80,000 – $95,000 per year

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Join Golden Tank as an Account Executive. Dive into market analysis, craft innovative strategies, and drive client success in a dynamic environment.

4d ago

Listed three days ago

Senior Manager - Compliance

at CBUS Super

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services